Attorney-Adviser

Role Summary • Conduct legal analysis, regulatory reviews, and examination activities for financial entities within the SEC Division of Examinations. Responsibilities • Procure information and conduct examination activities on broker-dealers, investment advisers, and clearance facilities. • Perform legal and regulatory analysis to ensure compliance with federal securities laws. • Analyze program and examination data to assess deficiencies and make regulatory recommendations. • Draft legal documents, reports, and regulatory evaluations. Required Knowledge & Experience • Degree: J.D. or LL.B. from an accredited law school. • Licensing: Active state bar membership in good standing. • Experience: SK-11 requires no post-J.D. experience; SK-12 requires one year of post-J.D. legal experience, law review, LL.M., clerkship, or top 33% class rank. Application Process • Submit an accomplishment record addressing required competencies, transcripts, and proof of bar membership through USAJOBS.